Financial Planning - Not Just Investments - Part 3

Parts 1 and 2 of this series have shown you how totable composed of:
develop basic financial statements and build out1. Financial Requirements. Your survivor's requirements
projections. We also reviewed your risk managementinclude the following:a. Lifestyle needs. To determine
position, focusing on what would happen should youthis number, look at the annual expenses in your
become disabled and lose your ability to produceprojections and take the net present value. This will
income. In this part, we will determine how to analyzemost likely be the largest component of your
survivor needs.requirements. Play around with your survivor's
While some insurance salesmen/women will go by aexpense assumptions. You will see how raising or
"ten times salary" rule of thumb, you might be ablelowering expenses could have a large impact on this
to get a more accurate figure using the financialnumber.b. Liabilities. Take care of your bills. You don't
projections you have already developed. Like allwant to leave your spouse with a big mortgage.c.
projections, you will need to use assumptions.Final Expenses. Consider potential final medical
Determining survivorship needs could require a newexpenses as well as funeral expenses.d. Probate and
set of assumptions.Administrative Expenses.e. IRD and Estate Taxes
1. When will you or your spouse die? Generally we(not always applicable at the first death).
use the end of the current year.Other needs you might want to plan for:a.
2. When will your surviving spouse die? Generally useEmergency Reserve Fundb. Business Opportunity
90 or 95 depending on that person's family lifeFundc. Asset Acquisition Fundd. Children's College
expectancy history.Educatione. Children's Wedding
3. Will the survivor's expenses decrease? This is not2. Financial Resources. In this section, you show what
always the case. While some expenses will be cut inassets and income streams you have to support
half, other expenses might increase. You need toFinancial Requirements:a. Total Investment Assets
review your current budget and determine how it(less taxes due on sale)b. Present value of social
would change.security and other income streams such as pensions
4. What would be the tax rate on investmentsand deferred compensationc. Current life insurance
should you need to liquidate them?death benefits
5. What rate of return would you receive on your3. Insurance Needs. By subtracting your Financial
current investments? Would you be moreRequirements from your Financial Resources, you will
conservative?be left with a net figure. If this figure is negative, it
6. What rate of return would you receive onindicates a life insurance need. If it is positive, you
insurance proceeds if you invested them?probably do not need additional life insurance.
Make another copy of your Net Worth and CashIt goes without saying that a premature death can
Flow Projections and add in these new assumptions.leave survivors stunned and unable to act. It is during
Eliminate salaries earned by the deceased and includemoments like this that you can realize your financial
a lump sum inflow from insurance proceeds.planner's best value. Being the quarterback of your
If you have built your cash flow projectionsfinancial adviser team, he or she can take charge,
correctly, at the end of each year, the differencecoordinating the activities of your insurance agent,
between your incomes and outflows will result in ainvestment manager, tax professional and attorney.
surplus or deficit. You should also include a line belowAll will need to be contacted. All will play a role in the
the current surplus or deficit titled Accumulatedtransitions that will take place in a survivor's life. Many
Surplus/Deficit. Without spending a lot of timesurviving spouses are just too overwhelmed to take
liquidating assets to cover deficits, you can get aaction, or to even be able to think what needs to be
general idea of your situation by looking year by yeardone.
at your total net assets and comparing that withIt doesn't matter if you hire a professional or do the
your accumulated Surplus/Deficit. If your deficitplan yourself. Even if your accuracy isn't spot on, at
exceeds your net assets, you will then know thatleast you have a good understanding of your needs
you have a gap in your insurance coverage.and have the opportunity to implement products to
Remember, the deficit will probably be greater asfill your financial gaps. Visit Free Financial Planning
income taxes will most likely be assessed on yourAdvice for more information on building your own
investment liquidations.financial plan.
Another way to determine your need is to build a