Buying Workers’ Compensation Insurance: Two Key Factors To Consider

Experience Modification Factorand each case is evaluated on its own merits. That
An employer’s Experience Modification Factorsaid there are similar basic principles to reference in
(“mod”) is an important number in a premiummost jurisdictions in making the determination.
calculation and tells a story in and of itself. This is 
truly a modification factor because anThe vast majority of employees in a typical
employer’s rate or premium is modified oremployee/employer relationship are covered. For
adjusted up or down based upon the factor. example, checkers at a grocery store, factory
 workers, fast food workers and hospital nurses are
NCCI, the National Council on Compensation Insurancegenerally all covered. Very small employers with
(a rating bureau) calculates mods annually for non-selfperhaps 3-5 or fewer employees are not always
insured employers, usually based on a three-yearrequired by law to carry workers’ compensation
history of loss experience. Some states have ratinginsurance. Owners and corporate officers often are
bureaus independent of NCCI. Typically the mostallowed to opt out of coverage.
recent complete year is not included but the three 
policy years prior to that count. For example, forIndependent contractors and subcontractors seem
policies expiring on January 1, 2010, the three yearsto create the most questions. Employers should
included would be January 1, 2006–January 1,require proof of workers’ compensation
2009. Older years experience drop off as timeinsurance when hiring independent contractors. If the
progresses every year. So, a company is essentiallycontractor proves ultimately to be uninsured, chances
only penalized for three years for an exceptionallyare the employer hiring the contractor will become
bad year from a loss standpoint. responsible for the injuries of the contactor’s
 employees then referred to as statutory
The calculation of a mod is based on a standardizedemployees. The same goes for hiring an individual
formula applying payroll, payroll classifications (classwho presents as a sole independent contractor as
codes associated with the type of job or risk), claimoften happens for example in the long-haul trucking
frequency (number of claims) and claim severityindustry.   
(cost of claims). Claim frequency is weighted slightly 
higher than severity and medical-only claims areConsider these circumstances when evaluating an
discounted so they don’t carry nearly the weightemployee/employer relationship:
of a claim involving an indemnity payment (usually 
lost-time or settlement). 1. Who has direction and control of the work being
 done?
An average is also calculated for all employers in the2. Who has the right to hire or fire workers?
same state in the same business based upon3. Who is paying workers and from whose account?
information submitted by insurance companies to the4. Who owns the equipment used in performing the
rating bureau. A premium credit discounting thejob?
manual premium is given to reward employers with5. Are taxes withheld upon payment?
better than average performance in terms of loss6. Is the work being done normally performed by
experience and premium debits are applied to thethis employer?
annual premium for employers with worse than 
average performance or experience resulting in, ofVolunteers can at times  be considered employees
course, a higher premium. and allowed benefits when there is some
 consideration provided to the volunteer for services,
For example, a company with an experience mod ofincluding meals, transportation or room and
1.10 is performing at a level 10% worse than theboard. Loaned or borrowed employees also may
average of other similar companies in the samecreate a special set of circumstances in considering
state. A company with a mod of .90 is performingthe employer/employee relationship.  
at a level 10% better than the average of peer 
companies. (workersxzcompxzkit)Usually exempt and not considered employees are
 causal employees – those earning less than a
An employer’s mod can be controlled bycertain dollar amount for example, $1,500 annually,
implementing solid safety programs to prevent lossesdomestic staff and farm laborers.
and once losses occur, effective claims management 
and early return-to-work strategies to reduce claimGenerally speaking, employees covered by federal
costs. Every employee should be engaged inemployer’s legislation (Railroad Workers,
workplace safety. All of these things matter at theLongshoreman and Harbor Workers Act and Jones
end of the day because they all have an impact onAct) are exempt or not covered by state
your premium and ultimately, your bottom line. workers’ compensation
 statutes. (workersxzcompxzkit)
Are Independent Contractors and Volunteers 
CoveredUnderstanding the differences in all of these
Figuring out who is considered a covered employeesituations is important both in the application process
for purposes of workers’ compensation often isand purchase of workers’ compensation
a tricky matter and sometimes a source of litigationinsurance as well as when it comes time to consider
when the subject of a claim. Each jurisdiction variespayment of a claim.