Application Of The CAPM To Project Appraisal

Logic and weaknesses.risk the project bears will be negated ('diversified
The capital asset pricing model was originallyaway ') by other investments in their well diversified
developed to explain how the returns earned onportfolios.
shares are dependent on their risk characteristics.In practice it is found that large listed companies are
However, its greatest potential use in the financialtypically highly diversified anyway and it is likely that
management of a company is in the setting ofany unsystematic risk will be negated by other
minimum required returns (ie, risk- adjusted discountinvestments of the company that accepts it, thus
rates ) for new capital investment projects.meaning that investors will not require compensation
The great advantage of using the CAPM for projectfor its unsystematic risk.
appraisal is that it clearly shows that the discountBefore proceeding to some examples it is important
rate used should be related to the project's risk. It isto note that there are tow major weaknesses with
not good enough to assume that the firm's presentthe assumptions.a) The company's shareholders may
cost of capital can be used if the new project hasnot be diversified. Particularly in smaller companies
different risk characteristics from the firm's existingthey may have invested most of their assets in this
operations. After all, the cost of capital is simply aone company. In this case the CAPM will not apply.
return which investors require on their money givenUsing the CAPM for project appraisal only really
the company's present level of risk, and this will goapplies to quoted companies with well diversified
up if risk increases.shareholders.b) Even in the case of such a large
Also, in making a distinction between systematic andquoted company, the shareholders are not the only
unsystematic risk, it shows how a highly speculativeparticipants in the firm. It is difficult to persuade
project such as mineral prospecting may have adirectors an employees that the effect of a project
lower than average required return simply because itson the fortunes of the company is irrelevant. After
risk is highly specific and associated with the luck ofall, they cannot diversify their job.
making a strike, rather than with the ups and downsIn addition to theses weaknesses there is the
of the market (ie, it has a high overall risk but a lowproblem that the CAPM is a single period model and
systematic risk).that it depends on market perfections. There is also
It is important to follow the logic behind the use ofthe obvious practical difficulty of estimating the beta
the CAPM as follows.a) The company assumedof a new investment project.
objective is to maximize the wealth of its ordinaryDespite the weaknesses we will now proceed to
shareholders.b) It is assumed that these shareholderssome computational examples on the use of the
all hole the market portfolio (or a proxy of it).c) TheCAPM for project appraisal.
new project is viewed by shareholders, and8. certainty equivalents.
therefore by the company, as an additionalIn this chapter we have determination of a risk-
investment to be added to the market portfolio.d)adjusted discount rate for project evaluation. One
Therefore, its minimum required rate of return canproblem with building a premium into the discount rate
be set using the capital asset pricing mode formula.e)to reflect risk is that the risk premium compounds
Surprisingly, the effect of the project on theover time. That is, we implicitly assume that the risk
company which appraises it is irrelevant. All thatof future cash flows increases as time progresses.
matters is the effect of the project on the marketThis may be the case, but on the other had risk may
portfolio. The company's shareholders have manybe constant with respect to time. In this situation it
other shares in their portfolios. They will be content ifcould be argued that a certainty equivalent approach
the anticipated project returns simply compensateshould be used.
for its systematic risk. Any unsystematic or unique