7 Steps To Developing A Risk Management Plan

Risk is real for any company or organization. Don't kidselected categories. Create as many category names
yourself. Things happen when you least expect themas you need.
to happen. Are YOU ready for the unimaginable, the4. Rank each risk according to severity or significance.
unexpected, the unwanted? As an executive, haveChoose headings such as "most severe", "moderately
you put your head in the sand around risk? Do yousevere", "of minimal concern". You don't have to use
pretend that all is well, and nothing will change? If so,these same words for your headings, but be sure
it's time to face reality: data gets lost, buildings burn,that your phrases adequately differentiate between
people resign. When any of these occur, yourthe degrees of seriousness. Perhaps you would like
organization is at risk for malfunction, inefficiency,to color code each risk according to its significance
chronic struggle, revenue loss, and even total failure.heading: red for "most severe"; black for "moderately
Is this the path you want to go down?severe", and green for "of minimal concern". Set it up
Beginning now, you can initiate the process ofthe way it best works for you and your organization.
developing your organization's risk management plan.5. Develop strategies for reducing or eliminating each
Take charge. Form a committee representing Boardrisk.
members and staff, and ask them to partner withBegin with the risks under your "most severe"
you to create this critical document. Make sureheading. It's critical that you don't delay in thinking
everyone understands the importance of the work,through possible solutions for those major issues.
and explain to them how they can benefit fromIdeally, determine multiple strategies for each risk. Be
contributing to the finished product. Risksure to consider who within the organization is going
managements plans are not optional; they areto be responsible for implementing the various
essential for every company, large or small. Therestrategies, and the resources needed to implement
are no valid exceptions.them. Omitting this information from the plan only
Implement the following seven steps, and givecauses big problems later.
yourself and others a huge slice of peace of mind:6. Write your plan.
1. Define what risk looks like for your organization.Using all of the above input, shape a readable
What constitutes risk in your shop? Threats todocument. Practicality is paramount here. The plan is
normal operations? Threats or compromises toworthless if nobody can follow it, interpret it, or
people's safety? Loss of physical and electronicactually rely on it as a guide during crisis. After it is
property? Loss of revenue? Decreased publiccompiled, seek feedback from the committee as well
community support? Unethical behaviors? Create aas other employees and Board members. Incorporate
comprehensive definition of risk that meanschanges where indicated. Check for evidence of
something to YOU and YOUR organization.common sense throughout the document. Hold
2. Identify specific risks.yourself accountable to a high standard around
Ask the committee to brainstorm as many differentcommon sense. A pie-in-the-sky risk management
risks as they can possibly imagine. Record them on aplan doesn't serve anyone.
white board or flip chart. Examples of various risks7. Test some of those strategies in your plan for
include: firing of the chief executive, dwindling interestviability.
in one of your major products, departmental silos,Do they work? Can they work? Why or why not?
Board infighting, inability to fundraise, economicWhere are the pitfalls? What steps are missing?
downturn, layoffs, building fire, computer crashes,Would you benefit from having certain outside
philosophical differences between key employees,experts review your strategies? If so, which types
extended leaves for managers, interruption inof experts?
receiving necessary supplies. All of these are potentialRevisions to the plan may occur annually, as
risks, and there are many others. Continuesituations arise and your organization lives one or two
brainstorming until the group believes they haveof the strategies firsthand. Hindsight is often wiser.
come up with an exhaustive list.Don't be afraid to toss some plan content when you
3. Categorize each risk.know for a fact that this is what you must do.
Determine category names for the identified risks.Remember: the plan needs to be current. On a day
Examples may be: Chief Executive, Board ofyou least expect it, someone has to grab that
Directors, Physical Property, Technology, Data,document, refer to a particular section in it, and act
Employees, Products or Services, Customers/Clients,upon it--fast.
Stakeholders,. Place each risk under one of the