Finance Theory And Risk Management

In this final article on finance we're going to reviewfor.
some finance theories. There are plenty of them toThen there is the SML or Security Market Line.
go around.How does this relate to the CAPM formula? Actually,
Finance theories themselves are the foundations forthe SML is a graphical representation of the CAPM.
understanding the role of finance in markets. It is aThis tells us that if a security is priced accurately the
way of measuring investment value and risk andexpected return of the security will meet the
return on investment. Some of the theories includesecurity beta at the securities market line. However,
foreign currency transactions, value at risk andif it falls below the line then that means the security
portfolio theory, which is the basis of investmentis undervalued and overvalued if it falls above the line.
analysis. An example of investment analysis is theIn either case, adjustments have to be made.
CAPM model.All of this leads to the theory of risk management
CAPM stands for Capital Asset Pricing Model. This isitself, which you could write several books on alone.
fundamental to all finance theory. The CAPM modelHowever, we won't attempt that here. Instead we'll
tries to explain the relationship between risk andjust do a brief overview of risk management.
return on investment. This risk includes bothRisk management is trying to identify, control and
systematic and unsystematic risk.minimize the financial impact of events that cannot
Systematic risk is the risk factor common to thebe predicted. By minimizing potential risk, a company
whole economy and the risk associated withcan minimize the potential loss associated with that
investments in general. These are also non diversifiedrisk.
risks, meaning they are invested in one area.The ways that companies do this is through
Unsystematic risk is the unique risk associated with adiversification of investments. A company might do
company such as bad management, strike or disasterany one of the following to diversify and reduce risk
and with diversification, can be eliminated or at leastincluding long term forward contracts, currency
lessened.swaps, cross hedging and currency diversification. By
Only systematic risk is compensated for in regard todoing these things a company is placing it's funds in
the investor.various areas so that if one area is hit hard by
Here is the CAPM formula for you mathematicianssomething unforeseen the other areas should be
out there.re = rf + beta (rm - rf)rf is the risk freeunaffected. So whatever diversification is done should
rate. This is the rate that the investor gets for nobe done with careful planning to ensure the areas
risk. rm is the risk of the market as a whole ininvested in do not overlap each other. This makes it
general. re is the expected return incorporating thehighly unlikely that multiple areas are affected by one
risk free rate, market risk and beta value.event.
In the ideal world you want to maximize your reThe above is simplified but should give you a start to
while minimizing the risk factor. Sometimes this is notthe world of finance theory and risk management.
always easy or possible. But this is what you shootFuture articles will go into more detail.