Do's and Don'ts of Risk Management Sections

There is no better way to convince a potentialmanage the program well, or, in other words, those
customer that yours is the right company for the jobthat are inherent to the nature of the job.
than to demonstrate a true understanding of theTo drive this concept home, let's use an analogy of a
risks the program will be up against and to come upwoman going through pregnancy and childbirth. Let's
with plans to mitigate those risks upfront. But insay that there are things that educated pregnant
many proposals, the risk management section endswomen know to do to maximize their chances of
up as a missed opportunity to shine at best and asuccess, such as going to the doctor for exams, not
setback at worst. Rather than showcasing a realsmoking, and getting good nutrition. Then, there are
knowledge and understanding of the program andalso risks that could possibly occur due to the nature
proposed solutions, the risk section falls flat orof the process, such as any number of medical
actually does harm.complications that are common to pregnancy and
It happens for two reasons. One reason is that manychildbirth that could affect the cost (medical bills),
proposal teams fail to put enough time andschedule (carrying the baby to term), or performance
consideration into developing a solid risk section. Theygoals (giving birth to a healthy child). If a woman
assign one author to write it and then shift theirwere to put together a risk matrix for a proposal to
focus to other work. What they do not realize is thatbecome pregnant, documenting the risks of what
great risk sections are usually born from hours ofwould happen if she did not have timely medical
intensive brainstorming and input from every keyexams or smoked would usually imply her
player who truly understands the program. Instead,irresponsibility. Documenting possible medical
the process by which most risk managementcomplications inherent to the nature of pregnancy,
sections are written leaves little room for success. Itsuch as gestational diabetes, would demonstrate a
is impossible for a single author to draw out andthorough and thoughtful understanding of the risks.
evaluate all of the program's risks.There are only three categories of risks that should
The second reason is that the wording of many riskbe presented in proposals:
statements fails to represent the company as an1. Risks caused by lack of information or knowledge
expert, and instead hurts the company's chance ofabout the project that could only be gained in the
winning. Often risk statements tend to follow thisprocess of project execution;
train of broken logic: "If we fail to provide such and2. Risks caused by lack of control or resources to
such (with "such and such" standing for somethingdeal with external events or authorities; and
that is expected from any good company doing well3. Risks caused by lack of time to complete tasks
in this line of business), this horrible thing will happen."sequentially and methodically.
For example, "If no Customer Satisfaction Survey isIf a company is bidding to perform a project at a
established, there will be no feedback on Servicefacility where no site survey has been completed, an
Desk performance, which may lead to undetectedexample of a good risk statement would be that the
systemic problems resulting in lower customer"Existing facility is not large enough to support the
satisfaction." Then, the risk mitigation strategy is torequired number of personnel for the Service Desk
"Establish a Customer Satisfaction Survey." This typefunction, which could lead to inability to provide the
of risk and mitigation statement reads like anrequired services." The mitigation would then be
exercise in shooting oneself in the foot. Essentially, itidentifying an alternative to the existing facility in case
says to the customer, "If we do not know what wethe survey findings confirm this risk instance. "Not
are doing and we fail to do what any decentgetting environmental licenses and regulatory
company should do if it wins the bid, then we will fail."approvals in time because of the issuing agency's
Do not offer a risk like this and then couple it with anotorious scrutiny" is another example of a
mitigation such as, "But we do know what we arewell-identified risk. A good mitigation could talk about
doing."expert bodies, relationships with the regulators and
Consider another example where the risk is oflocal authorities, and the ability to design and build in
"Equipment not identified early enough or criticalaccordance with every possible standard.
equipment items not identified," and the mitigation isIt is critical to remember that the only way to come
something as rudimentary as "Ensure earlyup with solid risk and mitigation content is to
identification of long-lead items." Think about thiscollaborate as an entire team, rather than tasking a
from the standpoint of the customer. If thesingle author. Even if there is no requirement for a
customer is choosing an expert logistics company,separate risk section, risk analysis is still all-important.
and one of your company's key programmatic risks isDiscussion of applicable risks and mitigation strategies
that someone will fail to identify equipment inalso should be included in each section, to showcase
advance, what kind of image are you projecting?your understanding of the job at hand. In your
The examples of "risks" cited above do belong in thebrainstorming session, it is a good idea to have a
proposal, but only as elements of the technical ormediator who can point out the holes and flaws in
management approach, and not as components ofyour risk ideas. A mediator will also ensure that you
the risk section.avoid the pitfall of inadvertently stating as a risk that
A good "do" for risks is to avoid representing as ayour company is unfit for the job, and then stating
risk anything that is within your company's control asfor the mitigation that your company is - go figure -
well as anything that any reasonably good companyfit for the job. Make your risk statements work for
would do in this line of business. The kinds of risksyou, since they can be pivotal in convincing the
you need to show in your proposal must be thosecustomer that yours is the right company for the
external to the company's own abilities to plan andjob.